Deutsche Bank AG


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Know your client policy operator - asset management

03 November England - Greater London, London Perm

Job title: Know Your Client Policy Operator - Asset Management
Corporate title: Vice President
Division: Regulation, Compliance and Anti-Financial Crime
Location: London


You will be reporting into the Head of Know your Client/Customer (KYC) Centre of Excellence, assisting in the creation of a framework to implement and maintain a robust KYC Policy Programme to help manage financial crime risk, with a focus on the Wealth Management business. You will be contributing to the maintenance of the Global KYC Policies and advising key stakeholders, including Anti-Financial Crime (AFC) and the business, on the requirements of the policy as well as the applicable provisions of the German Anti-Money Laundering (AML) Act and the German Banking Act and applicable local laws in each jurisdiction in which the Bank operates.

Key Responsibilities:

* Being responsible for contributing to and enhancing the internal Centre of Excellence for KYC
* Assisting in the definition and maintenance of Global KYC policies
* Proactively leading, participating and developing a strong partnership with the AM business, through regular communication and engagement with key senior management
* Assisting in providing regular communication updates to all relevant stakeholders to consult, inform and disseminate information on key changes to KYC Policies
* Assisting in the design and implementation of policy governance protocol
* Reviewing and maintaining KYC policy exemptions and exceptions
* Assisting in the creation and design of Global AFC KYC Key Operating Procedures (KOPs) and providing assistance and oversight to local AML Officers (ALMO) in the creation of their respective AFC Desktop procedures
* Assisting local AMLOs in creating local policies to ensure compliance with local regulations
* Oversee the Global Trasaction Office (GTO)/ Chief Operating Office (COO) divisional, regional and country KOPs to ensure compliance with KYC control framework
* Advising AFC colleagues on compliance and the Business on the interpretation of KYC Policies

Skills & Qualifications:

* Experience of working within Asset Management (AM) or in related financial industries
* Ability to work independently to manage projects and deliverables to completion
* Good understanding and application of relevant global AML & KYC regulation and legislation (including but not limited to; the German AML Act, the German Banking Act, 3rd AML EU Directive, 4th AML European Union (EU) Directive and other supporting regulations)
* Understanding of AML regulatory expectations in Germany, United Kingdom and United States of America
* Experience in drafting AML/KYC Policies
* Previous experience of working within a multinational organisation

Deutsche Bank is an equal opportunity employer who seeks to recruit and appoint the best available person for a job regardless of marital / civil partnership status, sex (including pregnancy), age, religion, belief, race, nationality and ethnic or national origin, colour, sexual orientation or disability.

Please let us know if you require any adjustments to enable you to apply or attend an interview. If you would like to discuss your requirements, or have any concerns about the application process, please contact your recruiter.

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