Private banking / Patrimonial


Financial crime - audit or monitoring, birmingham - contract

10 August England - Greater London, London Temp

To assist the Compliance Manager in the fulfilment of the compliance monitoring plan in relation to the requirements of the UK Anti-Money Laundering (AML) regime and the Group's money laundering deterrence policies and procedures across HSBC Bank plc and its subsidiaries and businesses. This will primarily be achieved by undertaking compliance reviews.

The objective of monitoring is to obtain reasonable assurance that the business is operating in line with relevant laws, regulations, codes and HSBC Group standards as they relate to (AML) and Counter Terrorist Financing (CTF).

Impact on the Business

Accurately report review findings and produce management information to a diverse and senior audience to enable the business to identify and manage the risks within the relevant business area.

* Make robust recommendations for resolution where shortcomings are identified.
* Track and follow-up findings and actions identified as a result of monitoring and review work.
* Identify process/practice improvements to increase effectiveness and efficiencies within Compliance and/or the Business.

Customers / Stakeholders

* UK FCC Business line Head
* Head of RBWM UK
* UK and Europe Head of CMAT, FCC
* AML monitoring team leader

Leadership & Teamwork

* Demonstrating HSBC core behaviours and values including teamwork, focus, drive and determination.
* Foster a close working relationship with the local Compliance teams including the FCC teams, FCC Europe and business, including keeping abreast of key business developments and any changes to procedures and practices.
* Work collaboratively across peer group and organisation.
* Collaborate and foster good relations with Compliance teams.